SEC Form 4 · accession 0001156375-17-000047

CME GROUP INC. · CME

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sunil Cutinho

Officer — Sr MD & President CME Clearing

Period of report

May 24, 2017

Accepted (ET)

May 26, 2017 · 2:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001156375

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock Class A^F1,F2	May 24, 2017	S	2,600	$117.84	D	21,690	D
Common Stock Class A	May 24, 2017	M	890	$54.30	A	22,580	D
Common Stock Class A^F1,F3	May 24, 2017	S	890	$117.8463	D	21,690	D
Common Stock Class A	May 24, 2017	M	140	$54.23	A	21,830	D
Common Stock Class A^F1,F3	May 24, 2017	S	140	$117.8463	D	21,690	D
Common Stock Class A	May 24, 2017	M	550	$97.21	A	22,240	D
Common Stock Class A^F1,F3	May 24, 2017	S	550	$117.8463	D	21,690	D
Common Stock Class A	May 24, 2017	M	750	$110.54	A	22,440	D
Common Stock Class A^F1,F3	May 24, 2017	S	750	$117.8463	D	21,690	D
Common Stock Class A	May 24, 2017	M	3,360	$54.37	A	25,050	D
Common Stock Class A^F1,F3	May 24, 2017	S	3,360	$117.8463	D	21,690	D
Common Stock Class A	May 24, 2017	M	1,975	$83.88	A	23,665	D
Common Stock Class A^F1,F3	May 24, 2017	S	1,975	$117.85	D	21,690	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Stock Option (right to buy)^F4	$54.23	May 24, 2017	M	140	D	Jun 15, 2015	Jun 15, 2021	Common Stock Class A	140	D
Non-Qualified Stock Option (right to buy)^F5	$54.30	May 24, 2017	M	890	D	Sep 15, 2014	Sep 15, 2020	Common Stock Class A	890	D
Non-Qualified Stock Option (right to buy)^F6	$54.37	May 24, 2017	M	3,360	D	Sep 15, 2015	Sep 15, 2021	Common Stock Class A	3,360	D
Non-Qualified Stock Option (right to buy)^F7	$83.88	May 24, 2017	M	1,975	D	Jun 16, 2013	Jun 16, 2018	Common Stock Class A	1,975	D
Non-Qualified Stock Option (right to buy)^F8	$97.21	May 24, 2017	M	550	D	Mar 14, 2013	Mar 14, 2018	Common Stock Class A	550	D
Non-Qualified Stock Option (right to buy)^F9	$110.54	May 24, 2017	M	750	D	Jun 15, 2012	Jun 15, 2017	Common Stock Class A	750	D

Explanation of responses

F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2On May 24, 2017, Mr. Cutinho sold an aggregate of 2,600 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.56 to $117.95 and $118.04 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.
F3On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.
F4As of June 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.
F5As of September 15, 2014, this option vested with respect to 100% of the granted number of shares covered by the option.
F6As of September 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.
F7As of June 16, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F8As of March 14, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F9As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option.