SEC Form 4/A · accession 0001156375-17-000046
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kathleen M Cronin
Officer — Sr MD Gen Counsel & Corp Secr
Period of report
Mar 15, 2017
Accepted (ET)
May 15, 2017 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF2 | Mar 15, 2017 | A | 5,664 | $0.00 | A | 31,549 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4A is being filed to correct the number of shares acquired by Ms. Cronin on March 15, 2017. The original Form 4 misstated the amount.
- F2Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016.