SEC Form 4 · accession 0001156375-17-000023
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Cronin
Officer — Sr MD Gen Counsel & Corp Secr
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Mar 14, 2017 | M | 5,900 | $110.54 | A | 33,832 | D | |
| Common Stock Class A | Mar 14, 2017 | S | 5,900 | $124.26 | D | 27,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $110.54 | Mar 14, 2017 | M | 5,900 | D | Jun 15, 2008 | Jun 15, 2017 | Common Stock Class A | 5,900 | 0 | D |
Explanation of responses
- F1As of 6/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option.