SEC Form 4 · accession 0001156375-17-000021
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Holzrichter
Officer — Sr MD Chief Operating Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 28, 2017 | M | 600 | $106.58 | A | 35,029 | D | |
| Common Stock Class A | Feb 28, 2017 | S | 600 | $122.46 | D | 34,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $106.58 | Feb 28, 2017 | M | 600 | D | Mar 15, 2012 | Mar 15, 2017 | Common Stock Class A | 600 | 0 | D |
Explanation of responses
- F1On March 15, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.