SEC Form 4 · accession 0001156375-17-000020
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Winkler
Officer — Sr MD Chief Commercial Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 12:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 24, 2017 | S | 1,549 | $122.56 | D | 14,095 | D | |
| Common Stock Class A | Feb 24, 2017 | S | 609 | $122.51 | D | 13,486 | D | |
| Common Stock Class A | Feb 24, 2017 | M | 855 | $83.88 | A | 14,341 | D | |
| Common Stock Class A | Feb 24, 2017 | S | 855 | $122.4084 | D | 13,486 | D | |
| Common Stock Class A | Feb 24, 2017 | M | 2,875 | $109.72 | A | 16,361 | D | |
| Common Stock Class AF1 | Feb 24, 2017 | S | 2,875 | $122.5572 | D | 13,486 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $83.88 | Feb 24, 2017 | M | 855 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 855 | 3,420 | D |
| Non-Qualified Stock Option (right to buy)F3 | $109.72 | Feb 24, 2017 | M | 2,875 | D | Sep 14, 2012 | Sep 14, 2017 | Common Stock Class A | 2,875 | 0 | D |
Explanation of responses
- F1On February 24, 2017, Ms. Winkler sold a total of 2,875 shares of CME Group Class A common stock at an average price of $122.56 per share, including the exercise of options. The price ranges were $122.54 through $122.56. The Company maintains a record of the transactions and copies will be provided upon request.
- F2As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- F3As of 9/14/2012, this option vested with respect to 100% of the granted number of shares covered by the option.