SEC Form 4 · accession 0001156375-17-000002
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack J Tobin
Officer — MD Chief Accounting Officer
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jan 3, 2017 | M | 1,525 | $109.72 | A | 15,020 | D | |
| Common Stock Class AF1 | Jan 3, 2017 | S | 1,525 | $116.16 | D | 13,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $109.72 | Jan 3, 2017 | M | 1,525 | D | Sep 14, 2012 | Sep 14, 2017 | Common Stock Class A | 1,525 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2On September 14, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.