SEC Form 4 · accession 0001156375-16-000259

CME GROUP INC. · CME

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr MD & Chief HR Officer

Period of report

Dec 7, 2016

Accepted (ET)

Dec 8, 2016 · 5:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001156375

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock Class A	Dec 7, 2016	M	375	$106.58	A	29,500	D
Common Stock Class A^F1	Dec 7, 2016	S	375	$120.00	D	29,125	D
Common Stock Class A	Dec 7, 2016	M	3,275	$110.54	A	32,400	D
Common Stock Class A^F1	Dec 7, 2016	S	3,275	$120.00	D	29,125	D
Common Stock Class A	Dec 7, 2016	M	2,200	$109.72	A	31,325	D
Common Stock Class A^F1	Dec 7, 2016	S	2,200	$120.00	D	29,125	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Stock Option (right to buy)^F2	$106.58	Dec 7, 2016	M	375	D	Mar 15, 2012	Mar 15, 2017	Common Stock Class A	375	D
Non-Qualified Stock Option (right to buy)^F3	$109.72	Dec 7, 2016	M	2,200	D	Sep 14, 2012	Sep 14, 2017	Common Stock Class A	2,200	D
Non-Qualified Stock Option (right to buy)^F4	$110.54	Dec 7, 2016	M	3,275	D	Jun 15, 2012	Jun 15, 2017	Common Stock Class A	3,275	D

F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2On March 15, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.
F3On September 14, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.
F4On June 15, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.