SEC Form 4 · accession 0001156375-16-000238
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Tully
Officer — Sr MD Global Hd Fin & OTC Prod
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Sep 15, 2016 | A | 6,176 | $0.00 | A | 26,698 | D | |
| Common Stock Class AF1 | Sep 16, 2016 | F | 322 | $109.65 | D | 26,376 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016.