SEC Form 4 · accession 0001156375-16-000217
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Holzrichter
Officer — Sr MD Chief Operating Officer
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Sep 14, 2016 | F | 297 | $107.55 | D | 29,898 | D | |
| Common Stock Class AF2 | Sep 15, 2016 | F | 1,046 | $109.28 | D | 28,852 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2016.
- F2Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016.