SEC Form 4 · accession 0001156375-16-000207
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan T Durkin
Officer — Sr MD Chief Commercial Officer
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Jun 14, 2016 | G | 1,014 | $0.00 | D | 63,967 | D | |
| Common Stock Class AF2,F3 | Sep 6, 2016 | S | 15,000 | $107.75 | D | 48,967 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 14, 2016, the reporting person gifted an aggregate of 1,014 shares of Class A common stock as a charitable contribution.
- F2This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F3On September 6, 2016, Mr. Durkin sold an aggregate of 15,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.