SEC Form 4 · accession 0001156375-16-000196
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Holzrichter
Officer — Sr MD Chief Operating Officer
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Aug 4, 2016 | M | 2,425 | $90.75 | A | 32,620 | D | |
| Common Stock Class A | Aug 4, 2016 | S | 2,425 | $103.031 | D | 30,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $90.75 | Aug 4, 2016 | M | 2,425 | D | Sep 15, 2011 | Sep 15, 2016 | Common Stock Class A | 2,425 | 0 | D |
Explanation of responses
- F1On September 15, 2011, these options vested with respect to 100% of the granted number of shares covered by the option.