SEC Form 4 · accession 0001156375-16-000189
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Sammann
Officer — Sr MD Gl Hd Comm &Options Prod
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jul 29, 2016 | M | 2,400 | $83.88 | A | 29,746 | D | |
| Common Stock Class A | Jul 29, 2016 | S | 2,400 | $102.0772 | D | 27,346 | D | |
| Common Stock Class A | Jul 29, 2016 | M | 1,240 | $54.37 | A | 28,586 | D | |
| Common Stock Class A | Jul 29, 2016 | S | 1,240 | $102.0772 | D | 27,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $54.37 | Jul 29, 2016 | M | 1,240 | D | Sep 15, 2015 | Sep 15, 2021 | Common Stock Class A | 1,240 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $83.88 | Jul 29, 2016 | M | 2,400 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 2,400 | 2,400 | D |
Explanation of responses
- F1On September 15, 2015, these options vested with respect to 100% of the granted number of shares covered by the option.
- F2On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.