SEC Form 4 · accession 0001156375-16-000156
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Kometer
Officer — Sr MD Chief InformationOfficer
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 13, 2016 | M | 3,825 | $88.13 | A | 46,351 | D | |
| Common Stock Class A | Jun 13, 2016 | S | 3,825 | $95.5032 | D | 42,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $88.13 | Jun 13, 2016 | M | 3,825 | D | Jun 15, 2011 | Jun 15, 2016 | Common Stock Class A | 3,825 | 0 | D |
Explanation of responses
- F1As of 6/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option.