SEC Form 4 · accession 0001156375-16-000154
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly S Taylor
Officer — Sr MD Pres Gl Ops Tech & Risk
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 3, 2016 | M | 7,400 | $88.13 | A | 115,789 | D | |
| Common Stock Class AF1,F2 | Jun 3, 2016 | S | 7,400 | $96.3752 | D | 108,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $88.13 | Jun 3, 2016 | M | 7,400 | D | Jun 15, 2011 | Jun 15, 2016 | Common Stock Class A | 7,400 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2On June 3, 2016, Ms. Taylor sold an aggregate of 7,400 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $95.99 to $97.29. The Company maintains a record of the transactions and copies will be provided upon request.
- F3On June 15, 2011, these options vested with respect to 100% of the granted number of shares covered by the option.