SEC Form 4 · accession 0001156375-16-000150
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunil Cutinho
Officer — Sr MD & President CME Clearing
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | May 23, 2016 | M | 1,600 | $88.13 | A | 20,151 | D | |
| Common Stock Class A | May 23, 2016 | F | 1,503 | $96.63 | D | 18,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $88.13 | May 23, 2016 | M | 1,600 | D | Jun 15, 2011 | Jun 15, 2016 | Common Stock Class A | 1,600 | 0 | D |
Explanation of responses
- F1In connection with Mr. Cutinho's exercise of 1,600 options, CME Group withheld an aggregate of 1,503 shares in satisfaction of the exercise price and associated taxes.
- F2On June 15, 2011, these options vested with respect to 100% of the granted number of shares covered by the option.