SEC Form 4/A · accession 0001156375-16-000141
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin Kometer
Officer — Sr MD Chief InformationOfficer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 21, 2016 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF2 | Mar 15, 2016 | F | 3,239 | $96.71 | D | 42,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original Form 4 filed on 3/17/2015 incorrectly reported 3,808 shares surrendered to the company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/2016. This amendment is being filed to correctly report the amount as 3,239.
- F2Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/2016.