SEC Form 4 · accession 0001156375-16-000123
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Executive Chairman & President · Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 15, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Mar 14, 2016 | F | 422 | $96.39 | D | 76,482 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/14/2016.