SEC Form 4 · accession 0001156375-16-000119
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Pietrowicz
Officer — Sr MD Chief Financial Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Mar 1, 2016 | M | 500 | $86.09 | A | 39,979 | D | |
| Common Stock Class A | Mar 1, 2016 | S | 500 | $91.6762 | D | 39,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $86.09 | Mar 1, 2016 | M | 500 | D | Mar 15, 2011 | Mar 15, 2016 | Common Stock Class A | 500 | 0 | D |
Explanation of responses
- F1As of 3/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option.