SEC Form 4 · accession 0001156375-16-000112
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilda Harris Piell
Officer — Sr MD & Chief HR Officer
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 22, 2016 | M | 1,145 | $54.37 | A | 24,015 | D | |
| Common Stock Class AF1 | Feb 22, 2016 | S | 1,145 | $94.00 | D | 22,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $54.37 | Feb 22, 2016 | M | 1,145 | D | Sep 15, 2015 | Sep 15, 2021 | Common Stock Class A | 1,145 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2On September 15, 2015, these options vested with respect to 100% of the granted number of shares covered by the option.