SEC Form 4 · accession 0001156375-15-000109
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan T Durkin
Officer — Sr MD Chief Commercial Officer
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 10:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Nov 20, 2015 | M | 11,250 | $50.01 | A | 66,916 | D | |
| Common Stock Class AF1 | Nov 20, 2015 | S | 11,250 | $98.00 | D | 55,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $50.01 | Nov 20, 2015 | M | 11,250 | D | Jul 12, 2008 | Jan 3, 2016 | Common Stock Class A | 11,250 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2As of July 12, 2008, this option vested with respect to 100% of the total number of shares granted by the option.