SEC Form 4 · accession 0001156375-15-000088
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Executive Chairman & President · Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Sep 15, 2015 | A | 13,124 | $0.00 | A | 88,464 | D | |
| Common Stock Class AF1 | Sep 16, 2015 | F | 1,560 | $95.37 | D | 86,904 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2015.