SEC Form 4 · accession 0001156375-15-000064
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phupinder Gill
Officer — CEO · Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 11:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Aug 3, 2015 | M | 20,025 | $88.13 | A | 143,069 | D | |
| Common Stock Class AF1 | Aug 3, 2015 | S | 20,025 | $96.483 | D | 123,044 | D | |
| Common Stock Class AF2 | Aug 3, 2015 | S | 9,400 | $96.30 | D | 113,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $88.13 | Aug 3, 2015 | M | 20,025 | D | Jun 15, 2011 | Jun 15, 2016 | Common Stock Class A | 20,025 | 0 | D |
Explanation of responses
- F1On August 3, 2015, Mr. Gill sold a total of 20,025 shares of CME Group Class A common stock at an average price of $96.48 per share, including the exercise of options. The price ranges were $96.19 through $96.84. The Company maintains a record of the transactions and copies will be provided upon request.
- F2On August 3, 2015, Mr. Gill sold a total of 9,400 shares of CME Group Class A common stock at an average price of $96.30 per share. The price ranges were $96.20 through $96.47. The Company maintains a record of the transactions and copies will be provided upon request.
- F3On June 15, 2016, these options vested with respect to 100% of the granted number of shares covered by the option.