SEC Form 4 · accession 0001156375-15-000057
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Cronin
Officer — Sr MD Gen Counsel & Corp Secr
Period of report
Jun 12, 2015
Accepted (ET)
Jun 15, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 12, 2015 | M | 6,500 | $50.39 | A | 24,185 | D | |
| Common Stock Class AF1,F2 | Jun 12, 2015 | S | 6,500 | $98.4379 | D | 17,685 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $50.39 | Jun 12, 2015 | M | 6,500 | D | Jun 15, 2010 | Jun 15, 2015 | Common Stock Class A | 6,500 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2On June 12, 2015, Ms. Cronin sold a total of 6,500 shares of CME Group Class A common stock at an average price of $98.44 per share, including the exercise of options. The price ranges were $98.01 through $99.00. The Company maintains a record of the transactions and copies will be provided upon request.
- F3As of 6/15/2010, this option vested with respect to 100% of the granted number of shares covered by the option.