SEC Form 4 · accession 0001156375-15-000055
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Pietrowicz
Officer — Sr MD Chief Financial Officer
Period of report
Jun 2, 2015
Accepted (ET)
Jun 3, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 2, 2015 | M | 1,010 | $50.39 | A | 37,163 | D | |
| Common Stock Class AF1 | Jun 2, 2015 | S | 1,010 | $93.59 | D | 36,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $50.39 | Jun 2, 2015 | M | 1,010 | D | Jun 15, 2010 | Jun 15, 2015 | Common Stock Class A | 1,010 | 0 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2As of 6/15/2010, this option vested with respect to 100% of the granted number of shares covered by the option.