SEC Form 4 · accession 0001156375-15-000032
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill A Harley
Officer — MD & CAO
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Mar 16, 2015 | S | 150 | $100.00 | D | 10,191 | D | |
| Common Stock Class A | Mar 16, 2015 | M | 800 | $83.88 | A | 10,991 | D | |
| Common Stock Class AF1 | Mar 16, 2015 | S | 800 | $100.00 | D | 10,191 | D | |
| Common Stock Class A | Mar 16, 2015 | M | 1,000 | $80.78 | A | 11,191 | D | |
| Common Stock Class AF1 | Mar 16, 2015 | S | 1,000 | $100.00 | D | 10,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $80.78 | Mar 16, 2015 | M | 1,000 | D | Jul 12, 2007 | Jan 2, 2017 | Common Stock Class A | 1,000 | 1,500 | D |
| Non-Qualified Stock Option (right to buy)F3 | $83.88 | Mar 16, 2015 | M | 800 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 800 | 800 | D |
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2On July 12, 2007, these options vested with respect to 100% of the granted number of shares covered by the option.
- F3On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.