SEC Form 4 · accession 0001156375-15-000031
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Tully
Officer — Sr MD Financial & OTC Prod
Period of report
Mar 15, 2015
Accepted (ET)
Mar 17, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Mar 15, 2015 | F | 405 | $96.83 | D | 14,617 | D | |
| Common Stock Class AF2 | Mar 15, 2015 | A | 1,094 | $0.00 | A | 15,711 | D | |
| Common Stock Class AF3 | Mar 16, 2015 | A | 1,312 | $0.00 | A | 17,023 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on March 15, 2015.
- F2Represents shares earned from a 2012 performance share grant based on achievement of a specific initiative.
- F3Represents shares from an incremental promotional award granted on March 16, 2015.