SEC Form 4 · accession 0001156375-15-000028
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Pietrowicz
Officer — Sr MD Chief Financial Officer
Period of report
Mar 14, 2015
Accepted (ET)
Mar 17, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Mar 14, 2015 | F | 987 | $96.83 | D | 34,381 | D | |
| Common Stock Class AF2 | Mar 15, 2015 | F | 327 | $96.83 | D | 34,054 | D | |
| Common Stock Class AF3 | Mar 15, 2015 | A | 735 | $0.00 | A | 34,789 | D | |
| Common Stock Class AF4 | Mar 16, 2015 | A | 1,364 | $0.00 | A | 36,153 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on March 14, 2015
- F2Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on March 15, 2015.
- F3Represents shares earned from a 2011 performance share grant based on achievement of a specific initiative.
- F4Represents shares from an incremental promotional award granted on March 16, 2015.