SEC Form 4 · accession 0001156375-15-000017
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Sammann
Officer — Sr MD Commodity & Options Prod
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 25, 2015 | M | 2,770 | $66.25 | A | 25,813 | D | |
| Common Stock Class A | Feb 25, 2015 | S | 2,770 | $96.5501 | D | 23,043 | D | |
| Common Stock Class AF1 | Feb 25, 2015 | S | 1,619 | $96.51 | D | 21,424 | D | |
| Common Stock Class A | Feb 25, 2015 | S | 381 | $96.56 | D | 21,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $66.25 | Feb 25, 2015 | M | 2,770 | D | Dec 15, 2013 | Dec 15, 2019 | Common Stock Class A | 2,770 | 0 | D |
Explanation of responses
- F1On February 25, 2015, Mr. Sammann sold a total of 1,619 shares of CME Group Class A common stock at an average price of $96.51 per share. The price ranges were $96.49 through $96.53. The Company maintains a record of the transactions and copies will be provided upon request.
- F2As of December 15, 2013, this option vested with respect to 100% of the option.