SEC Form 4 · accession 0001156375-15-000010
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Executive Chairman & President · Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 11, 2015 | M | 30,875 | $83.88 | A | 141,999 | D | |
| Common Stock Class AF1 | Feb 11, 2015 | S | 30,875 | $94.55 | D | 111,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $83.88 | Feb 11, 2015 | M | 30,875 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 30,875 | 0 | D |
Explanation of responses
- F1On February 11, 2015, Mr. Duffy sold a total of 30,875 shares of CME Group Class A common stock at an average price of $94.55 per share, including the exercise of options. The price ranges were $94.50 through $94.66. The Company maintains a record of the transactions and copies will be provided upon request.
- F2On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.