SEC Form 4 · accession 0001270061-17-000005
ABUNDIA GLOBAL IMPACT GROUP, INC. · AGIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orrie Lee Tawes
Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,832,831 | D | ||
| Common Stock | holding | — | — | — | 119,034 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.485 | Sep 6, 2017 | A | 50,000 | A | Mar 6, 2018 | Sep 6, 2027 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy) | $7.20 | holding | — | — | — | Dec 2, 2008 | Jun 2, 2018 | Common Stock | 3,333 | 3,333 | D |
| Stock Option (Right to Buy) | $2.05 | holding | — | — | — | Dec 9, 2009 | Jun 9, 2019 | Common Stock | 3,333 | 3,333 | D |
| Stock Option (Right to Buy) | $14.08 | holding | — | — | — | Dec 15, 2010 | Jun 15, 2020 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy) | $16.07 | holding | — | — | — | Dec 13, 2011 | Jun 13, 2021 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy) | $1.65 | holding | — | — | — | Dec 11, 2012 | Jun 11, 2022 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (Right to Buy) | $0.3075 | holding | — | — | — | Dec 11, 2013 | Jun 11, 2023 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy) | $0.415 | holding | — | — | — | Dec 10, 2014 | Jun 10, 2024 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy) | $0.2028 | holding | — | — | — | Dec 9, 2015 | Jun 9, 2025 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy) | $0.1982 | holding | — | — | — | Sep 15, 2016 | Mar 15, 2026 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy) | $0.2201 | holding | — | — | — | Dec 7, 2016 | Jun 7, 2026 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy) | $0.2201 | holding | — | — | — | Jun 7, 2017 | Jun 7, 2026 | Common Stock | 150,000 | 150,000 | D |
| Warrant | $0.50 | holding | — | — | — | Jun 23, 2017 | Jun 23, 2018 | Common Stock | 100,000 | 100,000 | D |
| 12% Series A Convertible Preferred StockF1 | $0.20 | holding | — | — | — | Jan 31, 2017 | Dec 31, 2050 | Common Stock | 100,000 | 20 | D |
Explanation of responses
- F1Convertible preferred stock has no expiration date.
- F2The options were granted on September 6, 2017 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the grant date.