SEC Form 4 · accession 0001140361-16-069289
ABUNDIA GLOBAL IMPACT GROUP, INC. · AGIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Hartzell
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 56,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.2201 | Jun 7, 2016 | A | 50,000 | A | Dec 7, 2016 | Jun 7, 2026 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy)F2 | $0.2201 | Jun 7, 2016 | A | 150,000 | A | Jun 7, 2017 | Jun 7, 2026 | Common Stock | 150,000 | 150,000 | D |
| Stock Option (Right to Buy) | $5.45 | holding | — | — | — | Nov 21, 2007 | May 21, 2017 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy) | $2.05 | holding | — | — | — | Dec 9, 2009 | Jun 9, 2019 | Common Stock | 6,666 | 6,666 | D |
| Stock Option (Right to Buy) | $14.08 | holding | — | — | — | Dec 15, 2010 | Jun 15, 2020 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy) | $16.07 | holding | — | — | — | Dec 13, 2011 | Jun 13, 2021 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy) | $1.65 | holding | — | — | — | Dec 11, 2012 | Jun 11, 2022 | Common Stock | 100,000 | 100,000 | D |
| Stock Option (Right to Buy) | $0.3075 | holding | — | — | — | Dec 11, 2013 | Jun 11, 2023 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (Right to Buy) | $0.415 | holding | — | — | — | Dec 10, 2014 | Jun 10, 2024 | Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy) | $0.2028 | holding | — | — | — | Dec 9, 2015 | Jun 9, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The options were granted on June 7, 2016 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the grant date.
- F2The options were granted on June 7, 2016 and are exercisable six months from the date of grant, subject to vesting. The options vest (a) 50% on the earlier of (i) June 7, 2017, or (ii) the day prior to the next annual shareholders' meeting, and (b) 50% on the earlier of (ii) June 7, 2018, or (ii) the day prior to the second annual shareholders' meeting following the grant date; provided that (c) all unvested options will vest upon completion of a transaction(s) involving the issuance of equity securities providing not less than $2 million of additional shareholders' equity.