SEC Form 4 · accession 0001127602-16-051110
Elevance Health, Inc. · ELV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gloria M McCarthy
Officer — EVP & Chief Administrative Off
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | M | 2,182 | $61.88 | A | 48,477 | D | |
| Common Stock | May 2, 2016 | M | 2,604 | $77.50 | A | 51,081 | D | |
| Common StockF2 | May 2, 2016 | S | 3,286 | $140.77 | D | 47,795 | D | |
| Common StockF3 | May 2, 2016 | S | 1,500 | $141.58 | D | 46,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $61.88 | May 2, 2016 | M | 2,182 | D | — | Mar 1, 2020 | Common Stock | 2,182 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $77.50 | May 2, 2016 | M | 2,604 | D | — | Jun 3, 2020 | Common Stock | 2,604 | 2,958 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $140.33 to $141.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $141.37 to $141.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The option, representing a right to purchase a total of 20,904 shares, became exercisable in six semi-annual installments of 3,484 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
- F5The option, representing a right to purchase a total of 5,562 shares, became exercisable in six semi-annual installments of 927 shares each beginning on December 3, 2013, which was the six-month anniversary of the date on which the option was granted.