SEC Form 4 · accession 0000011544-18-000035
BERKLEY W R CORP · WRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Ellwood Brockbank
Director
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000011544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | A | 2,619 | $0.00 | A | 32,119 | D | |
| Common Stock | holding | — | — | — | 603,106 | I | By Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Jun 1, 2018 | A | 32 | A | — | — | Common Stock | 32 | 22,648 | D |
Explanation of responses
- F1Represents award granted pursuant to the terms of the W. R. Berkley Corporation (the "Company") 2009 Directors Stock Plan, as amended and restated.
- F2Each share of phantom stock is deemed invested in one share of the Company's common stock pursuant to the terms of the Company's Deferred Compensation Plan for Directors.
- F3Shares of phantom stock are payable in cash or stock or any combination thereof, in each case as determined by the Company, upon the reporting person's date of separation from service with the Company.