SEC Form 4 · accession 0000011544-17-000078
BERKLEY W R CORP · WRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Mark Baio
Officer — SVP, CFO & Treasurer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000011544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2017 | F | 379 | $68.4525 | D | 32,645 | D | |
| Common Stock | holding | — | — | — | 2,839 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents payment of tax liability by withholding securities incident to the vesting of restricted stock units ("RSUs").
- F2Represents shares of common stock underlying RSUs, 25,987 of which have vested (the receipt of which has been deferred) and the balance of which vest as follows: 3,000 in equal installments on August 5, 2018 and August 5, 2019; and 3,658 in equal installments on August 5, 2018, August 5, 2019 and August 5, 2020, and does not include unvested shares of common stock underlying performance-based RSUs.