SEC Form 4 · accession 0000011544-17-000075
BERKLEY W R CORP · WRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucille T Sgaglione
Officer — Executive Vice President
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000011544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 7, 2017 | F | 517 | $68.4525 | D | 45,761 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents payment of tax liability by withholding securities incident to the vesting of restricted stock units ("RSUs").
- F2Includes 43,724 shares of common stock underlying RSUs, 28,966 of which have vested (the receipt of which has been deferred); 4,000 of which are scheduled to vest in equal installments on August 5, 2018 and August 5, 2019; 4,783 of which are scheduled to vest in equal installments on August 5, 2018, August 5, 2019 and August 5, 2020; and 5,975 of which are scheduled to vest in equal installments on August 5, 2019, August 5, 2020 and August 5, 2021; 2,036.5574 shares acquired under the W. R. Berkley Corporation Employee Stock Purchase Plan and does not include unvested shares of common stock underlying performance-based RSUs.