SEC Form 4 · accession 0000011544-16-000142
BERKLEY W R CORP · WRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Ellwood Brockbank
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 1, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000011544
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Nov 1, 2016 | A | 370 | A | — | — | Common Stock | 370 | 20,462 | D |
Explanation of responses
- F1Each share of phantom stock is deemed invested in one share of W. R. Berkley Corporation (the "Company") common stock pursuant to the terms of the Company's Deferred Compensation Plan for Directors.
- F2Shares of phantom stock are payable in cash or stock or any combination thereof, in each case as determined by the Company, upon the reporting person's date of separation from service with the Company.