SEC Form 4 · accession 0000011544-15-000038
BERKLEY W R CORP · WRB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Berkley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 2, 2015
Accepted (ET)
Jun 2, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000011544
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 2, 2015 | A | 3,000 | $0.00 | A | 3,958,826 | D | |
| Common Stock | holding | — | — | — | 8,913,016 | I | By William R. Berkley LLC | |
| Common Stock | holding | — | — | — | 8,724,542 | I | By Berkley Peninsula LLC | |
| Common Stock | holding | — | — | — | 2,234,749 | I | By WR Berkley & Others LLC | |
| Common Stock | holding | — | — | — | 641,046 | I | By William R. Berkley 2013 GRAT No. 1 | |
| Common Stock | holding | — | — | — | 641,046 | I | By William R. Berkley 2013 GRAT No. 2 | |
| Common Stock | holding | — | — | — | 260,000 | I | By William R. Berkley 2011 GST Trust | |
| Common Stock | holding | — | — | — | 60,553 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award granted pursuant to the terms of the W. R. Berkley Corporation 2009 Directors Stock Plan, as amended and restated.
- F2Includes 1,804,000 restricted stock units, 1,554,000 of which have vested (the receipt of which has been deferred) and 250,000 of which are scheduled to vest on August 7, 2017. Also reflects reporting person's transfer of 1,516,841 shares of common stock to WR Berkley & Others LLC, which action was taken since the date of the reporting person's last report.