SEC Form 4 · accession 0001209191-18-058087
ASPEN AEROGELS INC · ASPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelley Conte
Officer — Vice President,Human Resources
Period of report
Nov 11, 2018
Accepted (ET)
Nov 13, 2018 · 9:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2018 | F | 1,266 | $4.02 | D | 65,179 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")
- F2Represents 21,071 shares of Common Stock and 44,108 RSUs.