SEC Form 4 · accession 0001209191-17-048245
ASPEN AEROGELS INC · ASPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Young
Officer — President and CEO · Director
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2017 | P | 80 | $4.75 | A | 143,286 | D | |
| Common Stock | Aug 9, 2017 | P | 920 | $4.73 | A | 144,206 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprises 20,407 restricted stock units, 45,674 shares of common stock and 78,125 restricted shares of common stock