Form4insider filings, from the source

SEC Form 4 · accession 0001209191-17-040492

ASPEN AEROGELS INC · ASPN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
RCGM LLC
10% Owner
Craig A Huff
Director · 10% Owner
RCP GP, LLC
10% Owner
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2Jun 14, 2017A12,289$0.00A23,025D
Common StockF3holding———250,987IHeld by Reservoir Capital Master Fund, L.P.
Common StockF3holding———2,634,258IHeld by Reservoir Capital Partners, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Stock Option (right to buy)F2,F4$4.15Jun 14, 2017A17,019A—Jun 14, 2027Common Stock17,01917,019D

Explanation of responses