SEC Form 4 · accession 0001209191-16-154572
ASPEN AEROGELS INC · ASPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Young
Officer — President and CEO · Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 6:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | P | 1,000 | $4.20 | A | 143,206 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Comprises 27,038 restricted stock units, 38,043 shares of common stock and 78,125 restricted shares of common stock