SEC Form 4 · accession 0001209191-16-136216
ASPEN AEROGELS INC · ASPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Noetzel
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2016 | P | 10,000 | $4.74 | A | 36,178 | D | |
| Common StockF2 | Aug 9, 2016 | P | 3,576 | $4.73 | A | 39,754 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1average purchase price with actual prices ranging between $4.73 and $4.75 (excludes commission)
- F2average purchase price with actual prices ranging between $4.72 and $4.73 (excludes commission)