Form4insider filings, from the source

SEC Form 4 · accession 0001209191-16-129935

ASPEN AEROGELS INC · ASPN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
RCGM LLC
10% Owner
Craig A Huff
Director · 10% Owner
RCP GP, LLC
10% Owner
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2Jun 24, 2016A10,736$0.00A18,451D
Common StockF3holding———251,137IHeld by Reservoir Capital Master Fund, L.P.
Common StockF3holding———2,646,515IHeld by Reservoir Capital Partners, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Stock Option (right to buy)F2,F4$4.75Jun 24, 2016A14,799A—Jun 24, 2026Common Stock14,79914,799D

Explanation of responses