SEC Form 4/A · accession 0001209191-15-081548
ASPEN AEROGELS INC · ASPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald R Young
Officer — President and CEO · Director
Period of report
Sep 10, 2015
Accepted (ET)
Nov 20, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 10, 2015 | F | 2,239 | $8.29 | D | 59,281 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")
- F2Represents 18,724 shares of Common Stock and 40,557 RSUs. This Form 4/A is filed solely to correct the aggregate number of shares of Common Stock and RSU's held by Mr. Young immediately after the transaction reported in the Form 4 filed by Mr. Young on September 14, 2015.