SEC Form 4 · accession 0001179110-17-005909
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Hinrichs
Officer — Executive VP, CFO
Period of report
Apr 6, 2017
Accepted (ET)
Apr 10, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2017 | M | 16,667 | — | A | 72,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 6, 2017 | M | 16,667 | D | — | — | Common Stock | 16,667 | 16,667 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- F2On April 10, 2015, the reporting person was granted 50,000 restricted stock units which vest as follows: 16,666 on the first anniversary of the grant date (4/06/16); 16,667 on the second anniversary of the grant date (4/06/17); and 16,667 on the third anniversary of the grant date (4/06/18).