SEC Form 4 · accession 0001179110-17-002828

ALERE INC. · ALR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Global Pres., Toxicology

Period of report

Feb 16, 2017

Accepted (ET)

Feb 21, 2017 · 6:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001145460

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 16, 2017	M	2,500	—	A	19,919	D
Common Stock	Feb 16, 2017	F	764	$40.40	D	19,155	D
Common Stock^F1	Feb 16, 2017	M	7,236	—	A	26,391	D
Common Stock	Feb 16, 2017	F	2,263	$40.40	D	24,128	D
Common Stock^F5,F4	holding	—	—		—	565	I	See footnote 4.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Feb 16, 2017	M	2,500	D	—	—	Common Stock	2,500	5,000	D
Restricted Stock Units^F1,F3	—	Feb 16, 2017	M	7,236	D	—	—	Common Stock	7,236	14,470	D

F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
F2On February 16, 2016 the reporting person was granted 7,500 restricted stock units which vest as follows: one-third on the first anniversary of the grant date (2/16/17); one-third on the second anniversary of the grant date (2/16/18); and one-third on the third anniversary of the grant date (2/16/19).
F3On February 16, 2016 the reporting person was granted 21,706 restricted stock units which vest as follows: one-third on the first anniversary of the grant date (2/16/17); one-third on the second anniversary of the grant date (2/16/18); and one-third on the third anniversary of the grant date (2/16/19).
F4The reporting person hereby disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16.
F5These securities are owned by the reporting person's spouse.