SEC Form 4 · accession 0001179110-17-002824
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Gladwell
Officer — Senior VP, Global Operations
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | M | 2,500 | — | A | 5,313 | D | |
| Common Stock | Feb 16, 2017 | F | 866 | $40.40 | D | 4,447 | D | |
| Common StockF1 | Feb 16, 2017 | M | 5,663 | — | A | 10,110 | D | |
| Common Stock | Feb 16, 2017 | F | 2,969 | $40.40 | D | 7,141 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 16, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 5,000 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 16, 2017 | M | 5,663 | D | — | — | Common Stock | 5,663 | 11,324 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- F2On February 16, 2016 the reporting person was granted 7,500 restricted stock units which vest as follows: one-third on the first anniversary of the grant date (2/16/17); one-third on the second anniversary of the grant date (2/16/18); and one-third on the third anniversary of the grant date (2/16/19).
- F3On February 16, 2016 the reporting person was granted 16,987 restricted stock units which vest as follows: one-third on the first anniversary of the grant date (2/16/17); one-third on the second anniversary of the grant date (2/16/18); and one-third on the third anniversary of the grant date (2/16/19).