SEC Form 4 · accession 0001179110-17-002822

ALERE INC. · ALR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — GC, Chief Ethics Officer&Sec

Period of report

Feb 16, 2017

Accepted (ET)

Feb 21, 2017 · 6:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001145460

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 16, 2017	M	2,500	—	A	24,267	D
Common Stock	Feb 16, 2017	F	811	$40.40	D	23,456	D
Common Stock^F1	Feb 16, 2017	M	7,236	—	A	30,692	D
Common Stock	Feb 16, 2017	F	2,432	$40.40	D	28,260	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Feb 16, 2017	M	2,500	D	—	—	Common Stock	2,500	5,000	D
Restricted Stock Units^F1,F3	—	Feb 16, 2017	M	7,236	D	—	—	Common Stock	7,236	14,470	D

F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
F2On February 16, 2016 the reporting person was granted 7,500 restricted stock units which vest as follows: one-third on the first anniversary of the grant date (2/16/17); one-third on the second anniversary of the grant date (2/16/18); and one-third on the third anniversary of the grant date (2/16/19).
F3On February 16, 2016 the reporting person was granted 21,706 restricted stock units which vest as follows: one-third on the first anniversary of the grant date (2/16/17); one-third on the second anniversary of the grant date (2/16/18); and one-third on the third anniversary of the grant date (2/16/19).