SEC Form 5 · accession 0001179110-17-002463
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Malkani
Officer — Global Pres., Toxicology
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | J | 315 | $33.728 | A | 17,419 | D | |
| Common StockF3,F2 | holding | — | — | — | 565 | I | See footnote 2. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were acquired under the Alere Inc. Employee Stock Purchase Plan. This transaction, which is exempt from Section 16(b) by virtue of Rule 16b-3(c), is being voluntarily reported.
- F2These securities are owned by the reporting person's spouse.
- F3The reporting person hereby disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16.