SEC Form 5 · accession 0001179110-17-002461
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Hinrichs
Officer — Executive VP, CFO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | J | 315 | $33.728 | A | 46,981 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were acquired under the Alere Inc. Employee Stock Purchase Plan. This transaction, which is exempt from Section 16(b) by virtue of Rule 16b-3(c), is being voluntarily reported.